Dodd-Frank and Regulatory Compliance Advisory

YLG navigates the complexities of both securities and derivatives regulation.  YLG can prepare regulatory specific policies and procedures, and negotiate derivatives contracts (e.g., ISDAs, CSAs, MSFTAs, Clearing Agreements, Custodial Agreements) that are fair, consistent with the market, and meet your business goals. Let our experienced team help you understand complex regulatory concepts and documents, including, without limitation, Dodd- Frank, EMIR and other regulatory obligations. 

YLG offers a full suite of documentation policies and procedures to help your organization meet SEC, CFTC, NAIC, FINRA, Nasdaq and other regulatory requirements. Please contact us today to get started.